Compliance Director

Our Company

Explore how you can contribute at AmeriLife.

For over 50 years, AmeriLife has been a leader in the development, marketing and distribution of annuity, life and health insurance solutions for those planning for and living in retirement.

Associates get satisfaction from knowing they provide agents, marketers and carrier partners the support needed to succeed in a rapidly evolving industry.

Job Summary

This position will provide compliance oversight and support to the ARI business unit by responding to compliance inquiries, conducting due diligence, and assessing business practices for compliance with company policy and regulatory requirements. Additionally, this role will help drive compliance initiatives that are designed to manage and mitigate regulatory risk, while supporting business goals and initiatives. Specific activities include, but are not limited to, drafting training and education content, directing compliance activities and strategies, assessing agent sales practices, and reviewing life and annuity marketing material. This role will interact with other business leaders and help drive Compliance initiatives across various teams. Some responsibilities may benefit from specific FINRA registration(s) or industry experience.

Job Description

Duties/Responsibilities

• Assist in the identification, analysis, communication, and resolution of compliance issues and regulatory deficiencies for assigned areas
• Respond to requests for regulatory guidance related to life insurance and annuity sales practices
• Review advertising and marketing material for life insurance and annuity products
• Assist in the creation, implementation, and maintenance of compliance strategy, policies, procedures, and training material
• Assess agent conduct and sales practices of ARI affiliates
• Work with internal and external partners on compliance and business initiatives
• Influence others to promote and create a culture of compliance
  
  
  

Qualifications

Minimum Job Requirements

• Undergraduate degree preferred or equivalent work experience
• 8+ years relevant experience
• Background in the insurance industry or compliance-related position
• Knowledge of insurance and securities regulatory landscape, including advertising review requirements
• Skill in using computer applications, including MS Office
  
  
  

Knowledge, Skills, And Abilities

• Strong communication skills, both written and oral, with ability to communicate well to both senior management and sales professionals.
• Knowledge of marketing organizations and distribution of life and annuity products, a plus
• FINRA registrations and/or broker/dealer experience, a plus
• Ability to build business partnerships and work collaboratively with others to meet shared objectives.
• Ability to prioritize work appropriately to focus on the highest-risk matters.
• Develop and expand on industry knowledge through various personal learning and development opportunities.